REGULATION D 504/505/506  (Reg D)

 Private Placement Offerings (PPM or PPO)

If you are an existing or start-up company,  seeking equity capital or private debt financing between $25,000 to $50,000,000 from individual investors, a Regulation D Offering would be the proper choice for documentation.  A Regulation D Offering can be utilized to approach both individual investors directly, and broker-dealers who can pitch your offering to their client database.

Regardless of your being a start-up or existing business, your funding requirements, and your industry sector, a Regulation D will allow you to successfully structure your offering to meet all SEC requirements, and reach out to unlimited accredited investors.

We understand that Regulation D can be a complex web of terminology that is often times difficult to comprehend: 504, 505, and 506 offering options; debt or equity options, conflicting information on regulatory issues- these are just a few of the variables we have helped explain to our clients in order to select the best option for their business.

We do not offer "templates" or "fill in the blank" forms for our documentation.  Our Regulation D services start with an explanation of Regulation D itself, and branches out to describe the options available.  We work on a personalized level with EVERY client, to insure that we select the proper options for their documentation.

Our drafting time on Regulation D documentation averages less than five business days, and a client service representative remains in direct contact with each client during the entire process to cover any questions or concerns made known.

However, our job is not finished once the documentation is completed.  Our client service representatives ensure that each client fully understands the Regulation D Offering, and more importantly understands the rules and guidelines that need to be adhered to.

Our final step with each client is to provide them a personalized listing of broker-dealers who they can approach for consideration. This information is available for clients on their personalized home page.   Each personalized and username/password protected client homepage will also have a copy of their Regulation D Offering available for download.
 

BUSINESS PLANS

 

There are many companies that offer business plan documentation services for funding purposes, however they are not all equal. 

Some companies offer "Cookie-Cutter" business plans, which are essentially templates with your information included.  While this may look acceptable to clients; banks and venture capital firms will not pay much attention to business plans  that has the same information contained in previous submissions.  We highly advise against working with do it yourself templates, or companies that do not provide custom research.

You will also find other companies claiming to offer business plans written by "MBA graduates" or "Ex-Fortune 500 executives", with pricing from $1500-$15,000.  Needless to say, be wary of businesses that will charge amounts this high, or claim to be something they are not.

Keep in mind the following:

  • Your business plan should take no more than three business days for initial and subsequent drafts.  It takes less than 30 minutes to find and purchase recent market and industrial data, and two days to compile a properly structured market and industrial analysis. A CPA can typically complete full pro-forma financials in less than a single business day.  These variables alone combine for over 70% of your business plan, so why are some companies quoting weeks on their turnaround?
  • You should be allowed unlimited changes, additions, or corrections to your business plan until you are satisfied that the documentation accurately reflects your company's vision and projections. 
  • Ask for sample business plans this will give you an idea of what your documents will look like. 
  • Keep an eye out for pro-forma financial data and projections which should be at least 15 pages of your business plan. 
  • The overall business plan should be no less than 28 pages, and no more than 40 pages.  Anything smaller is missing information, anything larger is simply too voluminous and often times wordy for Venture Capital firms, Banks, and the SBA to properly read through.  

     

    The first impression of your business idea is derived solely from your documentation.  It is vital that your first impression does not become your only impression.  

     

     
 

CONSULTING SERVICES

 

Our philosophy is simple: You have the business idea, we must consult with you to create documentation that not only properly conveys your company vision and projections, but also immediately garners the interest of Venture Capital firms, investors, loan officers, or the SBA.

We understand that every client has different needs, and must be catered to differently.  You may simply need a business plan for your needs, or you may require a Regulation D Offering.  We will work with you on a personal basis to ensure that you receive the documents that you truly need. 

To this effect, we offer our clients an industry first: Constant access to your document agent.  Your agent will provide you with our toll-free client line, as well as their personal email and mobile phone to reach after hours (5pm-9pm CST).  You will receive prompt replies to all your inquires. 

Our firm prides itself in offering an unparalleled quality of documentation to clients, at a price that is reasonable and fits in the budget of start-up companies.  When we start a project we keep clients in the loop through the entire process. 

With our business plans, clients receive a draft of their financials within two business days, and once approved a first draft with text is forwarded within the next 3 business days.  Clients are entitled to unlimited drafts and revisions of their documentation.  Even if you need to adjust your business plan months or even years down the line to reflect new information, we will be there to do this for you.

Clients also have access to a personalized client homepage.  Here you will find a listings of thousands of venture capital firms, investment firms, and broker-dealers, specific to your industry.  You will have access to their address, phone, fax, and email contacts, and will be able to present your documents for their consideration.  

Give us a call today for your free client consultation, and let Fundingdocuments.com help your company achieve its funding goals.
 
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